Unites States Supreme Court Decisions
Dred Scott v Sanford (1854)
BY EDWARD E.
HALE
Home
Kolbe Library
Supreme Court Cases
It was an action of trespass vi et armis instituted in
the Circuit Court by Scott against Sandford.
Prior to the institution of the present suit, an action
was brought by Scott for his freedom in the Circuit Court of St. Louis county,
(State court,) where there was a verdict and judgment in his favor. On a writ of
error to the Supreme Court of the State, the judgment below was reversed, and
the case remanded to the Circuit Court, where it was continued to await the
decision of the case now in question.
3 The declaration of Scott contained three counts: one,
that Sandford had assaulted the plaintiff; one, that he had assaulted Harriet
Scott, his wife; and one, that he had assaulted Eliza Scott and Lizzie Scott,
his children.
Sandford appeared, and filed the following plea:
DRED SCOTT v. JOHN F. A. SANDFORD.
Plea to the Jurisdiction of the Court. APRIL TERM,
1854.
And the said John F. A. Sandford, in his own proper
person, comes and says that this court ought not to have or take further
cognizance of the action aforesaid, because he says that said cause of action,
and each and every one of them, (if any such have accrued to the said Dred
Scott,) accrued to the said Dred Scott out of the jurisdiction of this court,
and exclusively within the jurisdiction of the courts of the State of
Missouri, for that, to wit: the said plaintiff, Dred Scott, is not a citizen
of the State of Missouri, as alleged in his declaration, because he is a negro
of African descent; his ancestors were of pure African blood, and were brought
into this country and sold as negro slaves, and this the said Sandford is
ready to verify. Wherefore, he prays judgment whether this court can or will
take further cognizance of the action aforesaid.
JOHN F. A. SANDFORD.
To this plea there was a demurrer in the usual
form, which was argued in April, 1854, when the court gave judgment that the
demurrer should be sustained.
In May, 1854, the defendant, in pursuance of an
agreement between counsel, and with the leave of the court, pleaded in bar of
the action:
- Not guilty
- That the plaintiff was a negro slave, the lawful
property of the defendant, and, as such, the defendant gently laid his hands
upon him, and thereby had only restrained him, as the defendant had a right
to do.
- That with respect to the wife and daughters of the
plaintiff, in the second and third counts of the declaration mentioned, the
defendant had, as to them, only acted in the same manner, and in virtue of
the same legal right.
In the first of these pleas, the plaintiff joined
issue; and to the second and third filed replications alleging that the
defendant, of his own wrong and without the cause in his second and third pleas
alleged, committed the trespasses, &c.
The counsel then filed the following agreed statement
of facts, viz:
2 In the year 1834, the plaintiff was a negro slave
belonging to Dr. Emerson, who was a surgeon in the army of the United States.
In that year, 1834, said Dr. Emerson took the plaintiff from the State of
Missouri to the military post at Rock Island, in the State of Illinois, and
held him there as a slave until the month of April or May, 1836. At the time
last mentioned, said Dr. Emerson removed the plaintiff from said military post
at Rock Island to the military post at Fort Snelling, situate on the west bank
of the Mississippi river, in the Territory known as Upper Louisiana, acquired
by the United States of France, and situate north of the latitude of
thirty-six degrees thirty minutes north, and north of the State of Missouri.
Said Dr. Emerson held the plaintiff in a slavery at said Fort Snelling, from
said last-mentioned date until the year 1838.
3 In the year 1835, Harriet, who is named in the second
count of the plaintiff's declaration, was the negro slave of Major Taliaferro,
who belonged to the army of the United States. In that year, 1835, said Major
Taliaferro took said Harriet to said Fort Snelling, a military post, situated
as hereinbefore stated, and kept her there as a slave until the year 1836, and
then sold and delivered her as a slave at said Fort Snelling unto the said Dr.
Emerson hereinbefore named. Said Dr. Emerson held said Harriet in slavery at
said Fort Snelling until the year 1838.
4 In the year 1836, the plaintiff and said Harriet at
said Fort Snelling, with the consent of said Dr. Emerson, who then claimed to
be their master and owner, intermarried, and took each other for husband and
wife. Eliza and Lizzie, named in the third count of the plaintiff's
declaration, are the fruit of that marriage. Eliza is about fourteen years
old, and was born on board the steamboat Gipsey, north of the north line of
the State of Missouri, and upon the river Mississippi. Lizzie is about seven
years old, and was born in the State of Missouri, at the military post called
Jefferson Barracks.
In the year 1838, said Dr. Emerson removed the
plaintiff and said Harriet and their said daughter Eliza, from said Fort
Snelling to the State of Missouri, where they have ever since resided.
5 Before the commencement of this suit, said Dr.
Emerson sold and conveyed the plaintiff, said Harriet, Eliza, and Lizzie, to
the defendant, as slaves, and the defendant has ever since claimed to hold
them and each of them as slaves.
6 At the times mentioned in the Plaintiff's
declaration, the defendant, claiming to be owner as aforesaid, laid his hands
upon said plaintiff, Harriet, Eliza, and Lizzie, and imprisoned them, doing in
this respect, however, no more than what he might lawfully do if they were of
right his slaves at such times.
Further proof may be given on the trial for either
party.
7 It is agreed that Dred Scott brought suit for his
freedom in the Circuit Court of St. Louis county; that there was a verdict and
judgment in his favor; that on a writ of error to the Supreme Court, the
judgment below was reversed, and the same remanded to the Circuit Court, where
it has been continued to await the decision of this case.
8 In May, 1854, the cause went before a jury, who found
the following verdict, viz: "As to the first issue joined in this case,
we of the jury find the defendant not guilty; and as to the issue secondly
above joined, we of the jury find that before and at the time when, &c.,
in the first count mentioned, the said Dred Scott was a negro slave, the
lawful property of the defendant; and as to the issue thirdly above joined,
we, the jury, find that before and at the time when, &c., in the second
and third counts mentioned, the said Harriet, wife of said Dred Scott, and
Eliza and Lizzie, the daughters of the said Dred Scott, were negro slaves, the
lawful property of the defendant."
Whereupon, the court gave judgment for the
defendant.
After an ineffectual motion for a new trial, the
plaintiff filed the following bill of exceptions.
9 On the trial of this cause by the jury, the
plaintiff, to maintain the issues on his part, read to the jury the following
agreed statement of facts, (see agreement above.) No further testimony was
given to the jury by either party. Thereupon the plaintiff moved the court to
give to the jury the following instruction, viz:
"That, upon the facts agreed to by the
parties, they ought to find for the plaintiff. The court refused to give such
instruction to the jury, and the plaintiff, to such refusal, then and there
duly excepted."
The court then gave the following instruction to the
jury, on motion of the defendant:
"The jury are instructed, that upon the facts
in this case, the law is with the defendant."
The plaintiff excepted to this instruction.
Upon these exceptions, the case came up to this court.
It was argued at December term, 1855, and ordered to be
reargued at the present term.
I
- Upon a writ of error to a Circuit Court of the
United States, the transcript of the record of all the proceedings of the
case is brought before this court, and is open to its inspection and
revision.
- When a plea to the jurisdiction, in abatement, is
overruled by the court upon demurrer, and the defendant pleads in bar, and
upon these pleas the final judgment of the court is in his favor -- if the
plaintiff brings a writ of error, the judgment of the court upon the plea in
abatement is before this court, although it was in favor of the plaintiff --
and if the court erred in overruling it, the judgment must be reversed, and
a mandate issued to the Circuit Court to dismiss the case for want of
jurisdiction.
- In the Circuit Courts of the United States, the
record must show that the case is one in which, by the Constitution and laws
of the United States, the court had jurisdiction -- and if this does not
appear, and the court gives judgment either for plaintiff or defendant, it
is error, and the judgment must be reversed by this court -- and the parties
cannot by consent waive the objection to the jurisdiction of the Circuit
Court.
- A free negro of the African race, whose ancestors
were brought to this country and sold as slaves, is not a "citizen" within the meaning of the Constitution of the United States.
- When the Constitution was adopted, they were not
regarded in any of the States as members of the community which constituted
the State, and were not numbered among its "people or
citizens." Consequently, the special rights and immunities
guarantied to citizens do not apply to them. And not being "citizens" within the meaning of the Constitution, they are not entitled to sue in that
character in a court of the United States, and the Circuit Court has not
jurisdiction in such a suit.
- The only two clauses in the Constitution which point
to this race, treat them as persons whom it was morally lawful to deal in as
articles of property and to hold as slaves.
- Since the adoption of the Constitution of the United
States, no State can by any subsequent law make a foreigner or any other
description of persons citizens of the United States, nor entitle them to
the rights and privileges secured to citizens by that instrument.
- A State, by its laws passed since the adoption of
the Constitution, may put a foreigner or any other description of persons
upon a footing with its own citizens, as to all the rights and privileges
enjoyed by them within its dominion and by its laws. But that will not make
him a citizen of the United States, nor entitle him to sue in its courts,
nor to any of the privileges and immunities of a citizen in another State.
- The change in public opinion and feeling in relation
to the African race, which has taken place since the adoption of the
Constitution, cannot change its construction and meaning, and it must be
construed and administered now according to its true meaning and intention
when it was formed and adopted.
- The plaintiff having admitted, by his demurrer to
the plea in abatement, that his ancestors were imported from Africa and sold
as slaves, he is not a citizen of the State of Missouri according to the
Constitution of the United States, and was not entitled to sue in that
character in the Circuit Court.
- This being the case, the judgment of the court
below, in favor of the plaintiff on the plea in abatement, was erroneous.
II
- But if the plea in abatement is not brought up by
this writ of error, the objection to the citizenship of the plaintiff is
still apparent on the record, as he himself, in making out his case, states
that he is of African descent, was born a slave, and claims that he and his
family became entitled to freedom by being taken, by their owner, to reside
in a Territory where slavery is prohibited by act of Congress -- and that,
in addition to this claim, he himself became entitled to freedom by being
taken to Rock Island, in the State of Illinois -- and being free when he was
brought back to Missouri, he was by the laws of that State a citizen.
- If, therefore, the facts he states do not give him
or his family a right to freedom, the plaintiff is still a slave, and not
entitled to sue as a "citizen," and the judgment of the
Circuit Court was erroneous on that ground also, without any reference to
the plea in abatement.
- The Circuit Court can give no judgment for plaintiff
or defendant in a case where it has not jurisdiction, no matter whether
there be a plea in abatement or not. And unless it appears upon the face of
the record, when brought here by writ of error, that the Circuit Court had
jurisdiction, the judgment must be reversed.
The case of Capron v. Van Noorden (2 Cranch,
126) examined, and the principles thereby decided, reaffirmed.
- When the record, as brought here by writ of error,
does not show that the Circuit Court had jurisdiction, this court has
jurisdiction to revise and correct the error, like any other error in the
court below. It does not and cannot dismiss the case for want of
jurisdiction here; for that would leave the erroneous judgment of the court
below in full force, and the party injured without remedy. But it must
reverse the judgment, and, as in any other case of reversal, send a mandate
to the Circuit Court to conform its judgment to the opinion of this court.
- The difference of the jurisdiction in this court in
the cases of writs of error to State courts and to Circuit Courts of the
United States, pointed out; and the mistakes made as to the jurisdiction of
this court in the latter case, by confounding it with its limited
jurisdiction in the former.
- If the court reverses a judgment upon the ground
that it appears by a particular parts of the record that the Circuit Court
had not jurisdiction, it does not take away the jurisdiction of this court
to examine into and correct, by a reversal of the judgment, any other
errors, either as to the jurisdiction or any other matter, where it appears
from other parts of the record that the Circuit Court had fallen into error.
On the contrary, it is the daily and familiar practice of this court to
reverse on several grounds, where more than one error appears to have been
committed. And the error of a Circuit Court in its jurisdiction stands on
the same ground, and is to be treated in the same manner as any other error
upon which its judgment is founded.
- The decision, therefore, that the judgment of the
Circuit Court upon the plea in abatement is erroneous, is no reason why the
alleged error apparent in the exception should not also be examined, and the
judgment reversed on that ground also, if it discloses a want of
jurisdiction in the Circuit Court.
- It is often the duty of this court, after having
decided that a particular decision of the Circuit Court was erroneous, to
examine into other alleged errors, and to correct them if they are found to
exist. And this has been uniformly done by this court when the question are
in any degree connected with the controversy, and the silence of the court
might create doubts which would lead to further and useless litigation.
III
- The facts upon which the plaintiff relies, did not
give him his freedom, and make him a citizen of Missouri.
- The clause in the Constitution authorizing Congress
to make all needful rules and regulations for the government of the
territory and other property of the United States, applies only to territory
within the chartered limits of some one of the States when they were
colonies of Great Britain, and which was surrendered by the British
Government to the old Confederation of the States, in the treaty of peace.
It does not apply to territory acquired by the present Federal Government,
by treaty or conquest, from a foreign nation.
The case of the American and Ocean Insurance
Companies v. Canter (1 Peters, 511) referred to and examined, showing
that the decision in this case is not in conflict with that opinion, and
that the court did not, in the case referred to, decide upon the
construction of the clause of the Constitution above mentioned, because the
case before them did not make it necessary to decide the question.
- The United States, under the present Constitution,
cannot acquire territory to be held as a colony, to be governed at its will
and pleasure. But it may acquire territory which, at the time, has not a
population that fits it to become a State, and may govern it as a Territory
until it has a population which, in the Judgment of Congress, entitles it to
be admitted as a State of the Union.
- During the time it remains a Territory, Congress may
legislate over it within the scope of its constitutional powers in relation
to citizens of the United States -- and may establish a Territorial
Government -- and the form of this local Government must be regulated by the
discretion of Congress -- but with powers not exceeding those which Congress
itself by the Constitution, is authorized to exercise over citizens of the
United States, in respect to their rights of persons or rights of property.
IV
- The territory thus acquired, is acquired by the
people of the United States for their common and equal benefit, through
their agent and trustee, the Federal Government. Congress can exercise no
power over the rights of persons or property of a citizen in the Territory
which is prohibited by the Constitution. The Government and the citizen,
whenever the Territory is open to settlement, both enter it with their
respective rights defined and limited by the Constitution.
- Congress have no right to prohibit the citizens of
any particular State or States from taking up their home there, while it
permits citizens of other States to do so. Nor has it a right to give
privileges to one class of citizens which it refuses to another. The
territory is acquired for their equal and common benefit -- and if open to
any, it must be open to all upon equal and the same terms.
- Every citizen has a right to take with him into the
Territory any article of property which the Constitution of the United
States recognizes as property.
- The Constitution of the United States recognizes
slaves as property, and pledges the Federal Government to protect it. And
Congress cannot exercise any more authority over property of that
description than it may constitutionally exercise over property of any other
kind.
- The act of Congress, therefore, prohibiting a
citizen of the United States from taking with him his slaves when he removes
to the Territory in question to reside, is an exercise of authority over
private property which is not warranted by the Constitution -- and the
removal of the plaintiff, by his owner, to that Territory, gave him no title
to freedom.
V
- The plaintiff himself acquired no title to freedom
by being taken, by his owner, to Rock Island, in Illinois, and brought back
to Missouri. This court has heretofore decided that the status or condition
of a person of African descent depended on the laws of the State in which he
resided.
- It has been settled by the decisions of the highest
court in Missouri; that, by the laws of that State, a slave does not become
entitled to his freedom, where the owner takes him to reside in a State
where slavery is not permitted, and afterwards brings him back to Missouri.
Conclusion
It follows that it is apparent upon the record that the
court below erred in its judgment on the plea in abatement, and also erred in
giving judgment for the defendant, when the exception shows that the plaintiff
was not a citizen of the United States. And as the Circuit Court had no
jurisdiction, either in the case stated in the plea in abatement, or in the one
stated in the exception, its judgment in favor of the defendant is erroneous,
and must be reversed.COUNSEL
It was now argued by Mr. Blair and Mr. G.F. Curtis for the
plaintiff in error, and by Mr. Geyer and Mr. Johnson for the defendant in error.
The reporter regrets that want of room will not allow
him to give the arguments of counsel; but he regrets it the less, because the
subject is thoroughly examined in the opinion of the court, the opinions of the
concurring judges, and the opinions of the judges who dissented from the
judgment of the court.
Mr. Chief Justice Taney delivered the opinion of the
court.
This case has been twice argued. After the argument at
the last term, differences of opinion were found to exist among the members of
the court; and as the questions in controversy are of the highest importance,
and the court was at that time much pressed by the ordinary business of the
term, it was deemed advisable to continue the case, and direct a re-argument on
some of the points, in order that we might have an opportunity of giving to the
whole subject a more deliberate consideration. It has accordingly been again
argued by counsel, and considered by the court; and I now proceed to deliver its
opinion.
There are two leading questions presented by the
record:
1. Had the Circuit Court of the United States
jurisdiction to hear and determine the case between these parties? And
2. If it had jurisdiction, is the judgment it has given
erroneous or not?
3 The plaintiff in error, who was also the plaintiff in
the court below, was, with his wife and children, held as slaves by the
defendant, in the State of Missouri; and he brought this action in the Circuit
Court of the United States for that district, to assert the title of himself and
his family to freedom.
4 The declaration is in the form usually adopted in that
State to try questions of this description, and contains the averment necessary
to give the court jurisdiction; that he and the defendant are citizens of
different States; that is, that he is a citizen of Missouri, and the defendant a
citizen of New York.
5 The defendant pleaded in abatement to the jurisdiction
of the court, that the plaintiff was not a citizen of the State of Missouri, as
alleged in his declaration, being a negro of African descent, whose ancestors
were of pure African blood, and who were brought into this country and sold as
slaves.
6 To this plea the plaintiff demurred, and the defendant
joined in demurrer. The court overruled the plea, and gave judgment that the
defendant should answer over. And he thereupon put in sundry pleas in bar, upon
which issues were joined; and at the trial the verdict and judgment were in his
favor. Whereupon the plaintiff brought this writ of error.
7 Before we speak of the pleas in bar, it will be proper
to dispose of the questions which have arisen on the plea in abatement.
That plea denies the right of the plaintiff to sue in a
court of the United States, for the reasons therein stated.
8 If the question raised by it is legally before us, and
the court should be of opinion that the facts stated in it disqualify the
plaintiff from becoming a citizen, in the sense in which that word is used in
the Constitution of the United States, then the judgment of the Circuit Court is
erroneous, and must be reversed.
9 It is suggested, however, that this plea is not before
us; and that as the judgment in the court below on this plea was in favor of the
plaintiff, he does not seek to reverse it, or bring it before the court for
revision by his writ of error; and also that the defendant waived this defence
by pleading over, and thereby admitted the jurisdiction of the court.
10 But, in making this objection, we think the peculiar
and limited jurisdiction of courts of the United States has not been adverted
to. This peculiar and limited jurisdiction has made it necessary, in these
courts, to adopt different rules and principles of pleading, so far as
jurisdiction is concerned, from those which regulate courts of common law in
England, and in the different States of the Union which have adopted the
common-law rules.
11 In these last-mentioned courts, where their character
and rank are analogous to that of a Circuit Court of the United States; in other
words, where they are what the law terms courts of general jurisdiction; they
are presumed to have jurisdiction, unless the contrary appears. No averment in
the pleadings of the plaintiff is necessary, in order to give jurisdiction. If
the defendant objects to it, he must plead it specially, and unless the fact on
which he relies is found to be true by a jury, or admitted to be true by the
plaintiff, the jurisdiction cannot be disputed in an appellate court.
12 Now, it is not necessary to inquire whether in courts
of that description a party who pleads over in bar, when a plea to the
jurisdiction has been ruled against him, does or does not waive his plea; nor
whether upon a judgment in his favor on the pleas in bar, and a writ of error
brought by the plaintiff, the question upon the plea in abatement would be open
for revision in the appellate court. Cases that may have been decided in such
courts, or rules that may have been laid down by common-law pleaders, can have
no influence in the decision in this court. Because, under the Constitution and
laws of the United States, the rules which govern the pleadings in its courts,
in questions of jurisdiction, stand on different principles and are regulated by
different laws.
13 This difference arises, as we have said, from the
peculiar character of the Government of the United States. For although it is
sovereign and supreme in its appropriate sphere of action, yet it does not
possess all the powers which usually belong to the sovereignty of a nation.
Certain specified powers, enumerated in the Constitution, have been conferred
upon it; and neither the legislative, executive, nor judicial departments of the
Government can lawfully exercise any authority beyond the limits marked out by
the Constitution. And in regulating the judicial department, the cases in which
the courts of the United States shall have jurisdiction are particularly and
specifically enumerated and defined; and they are not authorized to take
cognizance of any case which does not come within the description therein
specified. Hence, when a plaintiff sues in a court of the United States, it is
necessary that he should show, in his pleading, that the suit he brings is
within the jurisdiction of the court, and that he is entitled to sue there. And
if he omits to do this, and should, by any oversight of the Circuit Court,
obtain a judgment in his favor, the judgment would be reversed in the appellate
court for want of jurisdiction in the court below. The jurisdiction would not be
presumed, as in the case of a common-law English or State court, unless the
contrary appeared. But the record, when it comes before the appellate court,
must show, affirmatively, that the inferior court had authority, under the
Constitution, to hear and determine the case. And if the plaintiff claims a
right to sue in a Circuit Court of the United States, under that provision of
the Constitution which gives jurisdiction in controversies between citizens of
different States, he must distinctly aver in his pleading that they are citizens
of different States; and he cannot maintain his suit without showing that fact
in the pleadings.
14 This point was decided in the case of Bingham v. Cabot,
(in 3 Dall., 382,) and ever since adhered to by the court. And in Jackson v.
Ashton, (8 Pet., 148,) it was held that the objection to which it was open could
not be waived by the opposite party, because consent of parties could not give
jurisdiction.
15 It is needless to accumulate cases on this subject.
Those already referred to, and the cases of Capron v. Van Noorden, (in 2 Cr.,
126,) and Montalet v. Murray, (4 Cr., 46,) are sufficient to show the rule of
which we have spoken. The case of Capron v. Van Noorden strikingly illustrates
the difference between a common-law court and a court of the United States.
16 If, however, the fact of citizenship is averred in the
declaration, and the defendant does not deny it, and put it in issue by plea in
abatement, he cannot offer evidence at the trial to disprove it, and
consequently cannot avail himself of the objection in the appellate court,
unless the defect should be apparent in some other part of the record. For if
there is no plea in abatement, and the want of jurisdiction does not appear in
any other part of the transcript brought up by the writ of error, the undisputed
averment of citizenship in the declaration must be taken in this court to be
true. In this case, the citizenship is averred, but it is denied by the
defendant in the manner required by the rules of pleading, and the fact upon
which the denial is based is admitted by the demurrer. And, if the plea and
demurrer, and judgment of the court below upon it, are before us upon this
record, the question to be decided is, whether the facts stated in the plea are
sufficient to show that the plaintiff is not entitled to sue as citizen in a
court of the United States.
17 We think they are before us. The plea in abatement and
the judgment of the court upon it, are a part of the judicial proceedings in the
Circuit Court, and are there recorded as such; and a writ of error always brings
up to the superior court the whole record of the proceedings in the court below.
And in the case of the United States v. Smith, (11 Wheat., 172,) this court
said, that the case being brought up by writ of error, the whole record was
under the consideration of this court. And this being the case in the present
instance, the plea in abatement is necessarily under the consideration; and it
becomes, therefore, our duty to decide whether the facts stated in the plea are
or are not sufficient to show that the plaintiff is not entitled to sue as a
citizen in a court of the United States.
18 This is certainly a very serious question, and one that
now for the first time has been brought for decision before this court. But it
is brought here by those who have a right to bring it, and it is our duty to
meet it and decide it.
19 The question is simply this: Can a negro, whose
ancestors were imported into this country, and sold as slaves, become a member
of the political community formed and brought into existence by the Constitution
of the United States, and as such become entitled to all the rights, and
privileges, and immunities, guarantied by that instrument to the citizen? One of
which rights is the privilege of suing in a court of the United States in the
cases specified in the Constitution.
20 It will be observed, that the plea applies to that
class of persons only whose ancestors were negroes of the African race, and
imported into this country, and sold and held as slaves. The only matter in
issue before the court, therefore, is, whether the descendants of such slaves,
when they shall be emancipated, or who are born of parents who had become free
before their birth, are citizens of a State, in the sense in which the word
citizen is used in the Constitution of the United States. And this being the
only matter in dispute on the pleadings, the court must be understood as
speaking in this opinion of that class only, that is, of those persons who are
the descendants of Africans who were imported into this country, and sold as
slaves.
21 The situation of this population was altogether unlike
that of the Indian race. The latter, it is true, formed no part of the colonial
communities, and never amalgamated with them in social connections or in
government. But although they were uncivilized, they were yet a free and
independent people, associated together in nations or tribes, and governed by
their own laws. Many of these political communities were situated in territories
to which the white race claimed the ultimate right of dominion. But that claim
was acknowledged to be subject to the right of the Indians to occupy it as long
as they thought proper, and neither the English nor colonial Governments claimed
or exercised any dominion over the tribe or nation by whom it was occupied, nor
claimed the right to the possession of the territory, until the tribe or nation
consented to cede it. These Indian Governments were regarded and treated as
foreign Governments, as much so as if an ocean had separated the red man from
the white; and their freedom has constantly been acknowledged, from the time of
the first emigration to the English colonies to the present day, by the
different Governments which succeeded each other. Treaties have been negotiated
with them, and their alliance sought for in war; and the people who compose
these Indian political communities have always been treated as foreigners not
living under our Government. It is true that the course of events has brought
the Indian tribes within the limits of the United States under subjection to the
white race; and it has been found necessary, for their sake as well as our own,
to regard them as in a state of pupilage, and to legislate to a certain extent
over them and the territory they occupy. But they may, without doubt, like the
subjects of any other foreign Government, be naturalized by the authority of
Congress, and become citizens of a State, and of the United States; and if an
individual should leave his nation or tribe, and take up his abode among the
white population, he would be entitled to all the rights and privileges which
would belong to an emigrant from any other foreign people.
We proceed to examine the case as presented by the
pleadings.
22 The words "people of the United States" and
"citizens" are synonymous terms, and mean the same thing. They both
describe the political body who, according to our republican institutions, form
the sovereignty, and who hold the power and conduct the Government through their
representatives. They are what we familiarly call the "sovereign
people," and every citizen is one of this people, and a constituent member
of this sovereignty. The question before us is, whether the class of persons
described in the plea in abatement compose a portion of this people, and are
constituent members of this sovereignty? We think they are not, and that they
are not included, and were not intended to be included, under the word
"citizens" in the Constitution, and can therefore claim none of the
rights and privileges which that instrument provides for and secures to citizens
of the United States. On the contrary, they were at that time considered as a
subordinate and inferior class of beings, who had been subjugated by the
dominant race, and, whether emancipated or not, yet remained subject to their
authority, and had no rights or privileges but such as those who held the power
and the Government might choose to grant them.
23 It is not the province of the court to decide upon the
justice or injustice, the policy or impolicy, of these laws. The decision of
that question belonged to the political or law-making power; to those who formed
the sovereignty and framed the Constitution. The duty of the court is, to
interpret the instrument they have framed, with the best lights we can obtain on
the subject, and to administer it as we find it, according to its true intent
and meaning when it was adopted.
24 In discussing this question, we must not confound the
rights of citizenship which a State may confer within its own limits, and the
rights of citizenship as a member of the Union. It does not by any means follow,
because he has all the rights and privileges of a citizen of a State, that he
must be a citizen of the United States. He may have all of the rights and
privileges of the citizen of a State, and yet not be entitled to the rights and
privileges of a citizen in any other State. For, previous to the adoption of the
Constitution of the United States, every State had the undoubted right to confer
on whomsoever it pleased the character of citizen, and to endow him with all its
rights. But this character of course was confined to the boundaries of the
State, and gave him no rights or privileges in other States beyond those secured
to him by the laws of nations and the comity of States. Nor have the several
States surrendered the power of conferring these rights and privileges by
adopting the Constitution of the United States. Each State may still confer them
upon an alien, or any one it thinks proper, or upon any class or description of
persons; yet he would not be a citizen in the sense in which that word is used
in the Constitution of the United States, nor entitled to sue as such in one of
its courts, nor to the privileges and immunities of a citizen in the other
States. The rights which he would acquire would be restricted to the State which
gave them. The Constitution has conferred on Congress the right to establish an
uniform rule of naturalization, and this right is evidently exclusive, and has
always been held by this court to be so. Consequently, no State, since the
adoption of the Constitution, can be naturalizing an alien, invest him with the
rights and privileges secured to a citizen of a State under the Federal
Government, although, so far as the State alone was concerned, he would
undoubtedly be entitled to the rights of a citizen, and clothed with all the
rights and immunities which the Constitution and laws of the State attached to
that character.
25 It is very clear, therefore, that no State can, by any
act or law of its own, passed since the adoption of the Constitution, introduce
a new member into the political community created by the Constitution of the
United States. It cannot make him a member of this community by making him a
member of its own. And for the same reason it cannot introduce any person, or
description of persons, who were not intended to be embraced in this new
political family, which the Constitution brought into existence, but were
intended to be excluded from it.
26 The question then arises, whether the provisions of the
Constitution, in relation to the personal rights and privileges to which the
citizen of a State should be entitled, embraced the negro African race, at that
time in this country, or who might afterwards be imported, who had then or
should afterwards be made free in any State; and to put it in the power of a
single State to make him a citizen of the United States, and endue him with the
full rights of citizenship in every other State without their consent? Does the
Constitution of the United States act upon him whenever he shall be made free
under the laws of a State, and raised there to the rank of a citizen, and
immediately cloth him with all the privileges of a citizen in every other State,
and in its own courts?
27 The court thinks the affirmative of these propositions
cannot be maintained. And if it cannot, the plaintiff in error could not be a
citizen of the State of Missouri, within the meaning of the Constitution of the
United States, and, consequently, was not entitled to sue in its courts.
28 It is true, every person, and every class and
description of persons, who were at the time of the adoption of the Constitution
recognized as citizens in the several States, became also citizens of this new
political body; but none other; it was formed by them, and for them and their
posterity, but for no one else. And the personal rights and privileges
guarantied to citizens of this new sovereignty were intended to embrace those
only who were then members of the several State communities, or who should
afterwards by birthright or otherwise become members, according to the
provisions of the Constitution and the principles on which it was founded. It
was the union of those who
29 were at that time members of distinct and separate
political communities into one political family, whose power, for certain
specified purposes, was to extend over the whole territory of the United States.
And it gave to each citizen rights and privileges outside of his State which he
did not before possess, and placed him in every other State upon a perfect
equality with its own citizens as to rights of person and rights of property; it
made him a citizen of the United States.
30 It becomes necessary, therefore, to determine who were
citizens of the several States when the Constitution was adopted. And in order
to do this, we must recur to the Governments and institutions of the thirteen
colonies, when they separated from Great Britain and formed new sovereignties,
and took their places in the family of independent nations. We must inquire who,
at that time, were recognized as the people or citizens of a State, whose rights
and liberties had been outraged by the English Government; and who declared
their independence, and assumed the powers of Government to defend their rights
by force of arms.
31 In the opinion of the court, the legislation and
histories of the times, and the language used in the Declaration of
Independence, show, that neither the class of persons who had been imported as
slaves, nor their descendants, whether they had become free or not, were then
acknowledged as a part of the people, nor intended to be included in the general
words used in that memorable instrument.
32 It is difficult at this day to realize the state of
public opinion in relation to that unfortunate race, which prevailed in the
civilized and enlightened portions of the world at the time of the Declaration
of Independence, and when the Constitution of the United States was framed and
adopted. But the public history of every European nation displays it in a manner
too plain to be mistaken.
33 They had for more than a century before been regarded
as beings of an inferior order, and altogether unfit to associate with the white
race, either in social or political relations; and so far inferior, that they
had no rights which the white man was bound to respect; and that the negro might
justly and lawfully be reduced to slavery for his benefit. He was bought and
sold, and treated as an ordinary article of merchandise and traffic, whenever a
profit could be made by it. This opinion was at that time fixed and universal in
the civilized portion of the white race. It was regarded as an axiom in morals
as well as in politics, which no one thought of disputing, or supposed to be
open to dispute; and men in every grade and position in society daily and
habitually acted upon it in their private pursuits, as well as in matters of
public concern, without doubting for a moment the correctness of this opinion.
34 And in no nation was this opinion more firmly fixed or
more uniformly acted upon than by the English Government and English people.
They not only seized them on the coast of Africa, and sold them or held them in
slavery for their own use; but they took them as ordinary articles of
merchandise to every country where they could make a profit on them, and were
far more extensively engaged in this commerce than any other nation in the
world.
35 The opinion thus entertained and acted upon in England
was naturally impressed upon the colonies they founded on this side of the
Atlantic. And, accordingly, a negro of the African race was regarded by them as
an article of property, and held, and bought and sold as such, in every one of
the thirteen colonies which united in the Declaration of Independence, and
afterwards formed the Constitution of the United States. The slaves were more or
less numerous in the different colonies, as slave labor was found more or less
profitable. But no one seems to have doubted the correctness of the prevailing
opinion of the time.
The legislation of the different colonies furnishes
positive and indisputable proof of this fact.
36 It would be tedious, in this opinion, to enumerate the
various laws they passed upon this subject. It will be sufficient, as a sample
of the legislation which then generally prevailed throughout the British
colonies, to give the laws of two of them; one being still a large slaveholding
State, and the other the first State in which slavery ceased to exist.
37 The province of Maryland, in 1717, (ch. 13, s. 5,)
passed a law declaring "that if any free negro or mulatto intermarry with
any white woman, or if any white man shall intermarry with any negro or mulatto
woman, such negro or mulatto shall become a slave during life, excepting
mulattoes born of white women, who, for such intermarriage, shall only become
servants for seven years, to be disposed of as the justices of the county court,
where such marriage so happens, shall think fit; to be applied by them towards
the support of a public school within the said county. And any white man or
white woman who shall intermarry as aforesaid, with any negro or mulatto, such
white man or white woman shall become servants during the term of seven years,
and shall be disposed of by the justices as aforesaid, and be applied to the
uses aforesaid." The other colonial law to which we refer was passed by
Massachusetts in 1705, (chap, 6.) It is entitled "An act for the better
preventing of a spurious and mixed issue," &c.; and it provides, that
"if any negro or mulatto shall presume to smite or strike any person of the
English or other Christian nation, such negro or mulatto shall be severely
whipped, at the discretion of the justices before whom the offender shall be
convicted."
38 And "that none of her Majesty's English or
Scottish subjects, nor of any other Christian nation, within this province,
shall contract matrimony with any negro or mulatto; nor shall any person, duly
authorized to solemnize marriage, presume to join any such in marriage, on pain
of forfeiting the sum of fifty pounds; one moiety thereof to her Majesty, for
and towards the support of the Government within this province, and the other
moiety to him or them that shall inform and sue for the same, in any of her
Majesty's courts of record within the province, by bill, plaint, or
information."
39 We give both of these laws in the words used by the
respective legislative bodies, because the language in which they are framed, as
well as the provisions contained in them, show, too plainly to be misunderstood,
the degraded condition of this unhappy race. They were still in force when the
Revolution began, and are a faithful index to the state of feeling towards the
class of persons of whom they speak, and of the position they occupied
throughout the thirteen colonies, in the eyes and thoughts of the men who framed
the Declaration of Independence and established the State Constitutions and
Governments. They show that a perpetual and impassable barrier was intended to
be erected between the white race and the one which they had reduced to slavery,
and governed as subjects with absolute and despotic power, and which they then
looked upon as so far below them in the scale of created beings, that
intermarriages between white persons and negroes or mulattoes were regarded as
unnatural and immoral, and punished as crimes, not only in the parties, but in
the person who joined them in marriage. And no distinction in this respect was
made between the free negro or mulatto and the slave, but this stigma, of the
deepest degradation, was fixed upon the whole race.
40 We refer to these historical facts for the purpose of
showing the fixed opinions concerning that race, upon which the statesmen of
that day spoke and acted. It is necessary to do this, in order to determine
whether the general terms used in the Constitution of the United States, as to
the rights of man and the rights of the people, was intended to include them, or
to give to them or their posterity the benefit of any of its provisions.
The language of the Declaration of Independence is
equally conclusive:
41 It begins by declaring that, "when in the course
of human events it becomes necessary for one people to dissolve the political
bands which have connected them with another, and to assume among the powers of
the earth the separate and equal station to which the laws of nature and
nature's God entitle them, a decent respect for the opinions of mankind requires
that they should declare the causes which impel them to the separation."
42 It then proceeds to say: "We hold these truths to
be self-evident: that all men are created equal; that they are endowed by their
Creator with certain unalienable rights; that among them is life, liberty, and
the pursuit of happiness; that to secure these rights, Governments are
instituted, deriving their just powers from the consent of the governed."
43 The general words above quoted would seem to embrace
the whole human family, and if they were used in a similar instrument at this
day would be so understood. But it is too clear for dispute, that the enslaved
African race were not intended to be included, and formed no part of the people
who framed and adopted this declaration; for if the language, as understood in
that day, would embrace them, the conduct of the distinguished men who framed
the Declaration of Independence would have been utterly and flagrantly
inconsistent with the principles they asserted; and instead of the sympathy of
mankind, to which they so confidently appeared, they would have deserved and
received universal rebuke and reprobation.
44 Yet the men who framed this declaration were great men
-- high in literary acquirements -- high in their sense of honor, and incapable
of asserting principles inconsistent with those on which they were acting. They
perfectly understood the meaning of the language they used, and how it would be
understood by others; and they knew that it would not in any part of the
civilized world be supposed to embrace the negro race, which, by common consent,
had been excluded from civilized Governments and the family of nations, and
doomed to slavery. They spoke and acted according to the then established
doctrines and principles, and in the ordinary language of the day, no one
misunderstood them. The unhappy black race were separated from the white by
indelible marks, and laws long before established, and were never thought of or
spoken of except as property, and when the claims of the owner or the profit of
the trader were supposed to need protection.
This state of public opinion had undergone no change
when the Constitution was adopted, as is equally evident from its provisions and
language.
45 The brief preamble sets forth by whom it was formed,
for what purposes, and for whose benefit and protection. It declares that it is
formed by the people of the United States; that is to say, by those who were
members of the different political communities in the several States; and its
great object is declared to be to secure the blessings of liberty to themselves
and their posterity. It speaks in general terms of the people of the United
States, and of citizens of the several States, when it is providing for the
exercise of the powers granted or the privileges secured to the citizen. It does
not define what description of persons are intended to be included under these
terms, or who shall be regarded as a citizen and one of the people. It uses them
as terms so well understood, that no further description or definition was
necessary.
But there are two clauses in the Constitution which
point directly and specifically to the negro race as a separate class of
persons, and show clearly that they were not regarded as a portion of the people
or citizens of the Government then formed.
46 One of these clauses reserves to each of the thirteen
States the right to import slaves until the year 1808, if it thinks proper. And
the importation which it thus sanctions was unquestionably of persons of the
race of which we are speaking, as the traffic in slaves in the United States had
always been confined to them. And by the other provision the States pledge
themselves to each other to maintain the right of property of the master, by
delivering up to him any slave who may have escaped from his service, and be
found within their respective territories. By the first above-mentioned clause,
therefore, the right to purchase and hold this property is directly sanctioned
and authorized for twenty years by the people who framed the Constitution. And
by the second, they pledge themselves to maintain and uphold the right of the
master in the manner specified, as long as the Government they then formed
should endure. And these two provisions show, conclusively, that neither the
description of persons therein referred to, not their descendants, were embraced
in any of the other provisions of the Constitution; for certainly these two
clauses were not intended to confer on them or their posterity the blessings of
liberty, or any of the personal rights so carefully provided for the citizen.
47 No one of that race had ever migrated to the United
States voluntarily; all of them had been brought here as articles of
merchandise. The number that had been emancipated at that time were but few in
comparison with those held in slavery; and they were identified in the public
mind with the race to which they belonged, and regarded as a part of the slave
population rather than the free. It is obvious that they were not even in the
minds of the framers of the Constitution when they were conferring special
rights and privileges upon the citizens of a State in every other part of the
Union.
Indeed, when we look to the condition of this race in
the several States at the time, it is impossible to believe that these rights
and privileges were intended to be extended to them.
48 It is very true, that in that portion of the Union
where the labor of the negro race was found to be unsuited to the climate and
unprofitable to the master, but few slaves were held at the time of the
Declaration of Independence; and when the Constitution was adopted, it had
entirely worn out in one of them, and measures had been taken for its gradual
abolition in several others. But this change had not been produced by any change
of opinion in relation to this race; but because it was discovered, from
experience, that slave labor was unsuited to the climate and productions of
these States: for some of the States, where it had ceased or nearly ceased to
exist, were actively engaged in the slave trade, procuring cargoes on the coast
of Africa, and transporting them for sale to those parts of the Union where
their labor was found to be profitable, and suited to the climate and
productions. And this traffic was openly carried on, and fortunes accumulated by
it, without reproach from the people of the States where they resided. And it
can hardly be supposed that, in the States where it was then countenances in its
worst form -- that is, in the seizure and transportation -- the people could
have regarded those who were emancipated as entitled to equal rights with
themselves.
And we may here again refer, in support of this
proposition, to the plain and unequivocal language of the laws of the several
States, some passed after the Declaration of Independence and before the
Constitution was adopted, and some since the Government went into operation.
49 We need not refer, on this point, particularly to the
laws of the present slaveholding States. Their statute books are full of
provisions in relation to this class, in the same spirit with the Maryland law
which we have before quoted. They have continued to treat them as an inferior
class, and to subject them to strict police regulations, drawing a broad line of
distinction between the citizen and the slave races, and legislating in relation
to them upon the same principle which prevailed at the time of the Declaration
of Independence. As related to these States, it is too plain for argument, that
they have never been regarded as a part of the people or citizens of the State,
nor supposed to possess any political rights which the dominant race might not
withhold or grant at their pleasure. And as long ago as 1822, the Court of
Appeals of Kentucky decided that free negroes and mulattoes were not citizens
within the meaning of the Constitution of the United States; and the correctness
of this decision is recognized, and the same doctrine affirmed, in 1 Meigs's
Tenn. Reports, 331.
And if we turn to the legislation of the States where
slavery had worn out, or measures taken for its speedy abolition, we shall find
the same opinions and principles equally fixed and equally acted upon.
50 Thus, Massachusetts, in 1786, passed a law similar to
the colonial one of which we have spoken. The law of 1786, like the law of 1705,
forbids the marriage of any white person with any negro, Indian, or mulatto, and
inflicts a penalty of fifty pounds upon any one who shall join them in marriage;
and declares all such marriages absolutely null and void, and degrades thus the
unhappy issue of the marriage by fixing upon it the stain of bastardy. And this
mark of degradation was renewed, and again impressed upon the race in the
careful and deliberate preparation of their revised code published in 1836. This
code forbids any person from joining in marriage any white person with any
Indian, negro, or mulatto, and subjects the party who shall offend in this
respect, to imprisonment, not exceeding six months, in the common jail, or to
hard labor, and to a fine of not less than fifty nor more than two hundred
dollars; and, like the law of 1786, it declares the marriage to be absolutely
null and void. It will be seen that the punishment is increased by the code upon
the person who shall marry them, by adding imprisonment to a pecuniary penalty.
|